Senior Compliance Executive (Remote)

Job Summary

Our client is seeking a meticulous and proactive Senior Compliance Executive to support the Group’s compliance, audit, and risk management functions. The role involves ensuring the Group’s adherence to regulatory requirements, internal policies, and governance standards while strengthening internal controls and operational efficiency

Key Responsibilities

• Monitor and interpret relevant laws, regulations, licensing requirements, and guidelines applicable to the business
• Conduct internal audits to evaluate the adequacy and effectiveness of internal controls, operational processes, and governance practices, including follow-up actions on audit findings
• Perform due diligence checks, investigate and resolve red flags, and prepare comprehensive due diligence and risk assessment reports
• Prepare compliance and audit reports, including findings, risk assessments, and recommendations for management and regulatory submission
• Prepare and update compliance frameworks, policies, and procedures in alignment with evolving regulatory and business requirements
• Support implementation of AML/CFT, KYC, data privacy, risk management, and internal governance controls
• Develop, update, and deliver compliance and risk-related training programs to employees across departments
• Collaborate cross-functionally to promote a culture of compliance and strengthen risk awareness within the organization
• Stay abreast of legislative and regulatory changes, industry trends, and best practices to ensure the Group’s continuous compliance readiness
• Work closely with Legal and other departments on compliance-related matters
• Support cross-border regulatory matters if the company operates internationally

Job Requirements

• Bachelor’s Degree in Law, Finance, Business Administration, Compliance, Risk Management, or a related discipline
• Minimum of 3 to 5 years of experience in compliance, internal audit, risk management, or a related function. Preferably within the banking, fintech, financial services, or technology industry
• Sound understanding of regulatory compliance, AML/KYC, data protection rules, anti-bribery/anti-corruption frameworks, and internal audit standards across different jurisdictions
• Strong analytical, investigative, and problem-solving skills with high attention to detail
• Strong interpersonal and communication abilities, capable of engaging effectively with senior management, regulators, and cross-functional teams
• Proactive, self-driven, and able to work independently in a fast-paced, remote environment
• Proficient in English and Mandarin (both written and spoken)